| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-07-30 | - |
| Rep | Dealing in securities | 2012-10-08 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2008-12-29 | 2012-02-16 |
| Rep | Dealing in securities | 2004-09-02 | 2012-02-16 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-08-26 |
No HKMA registrations in the collected records.