Personnel Hong Kong SFC License Details (ID 78098)

Personnel Hong Kong SFC License Details (ID 78098)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2008-08-13	2013-10-18
	Rep	Dealing in securities	2007-03-26	2013-10-18
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Advising on securities	2006-08-02	2007-03-16
	Rep	Dealing in securities	2006-07-27	2007-03-16
SHINKO SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-05-19	2006-07-13
SEABRIGHT ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-09-20	2005-03-21
	Rep	Asset management	2004-09-20	2005-03-21
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Asset management	2004-04-19	2005-03-21
	Rep	Advising on securities	2004-03-23	2005-03-21
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2003-08-01	2004-03-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	2003-04-29	2004-03-04
	Rep	Dealing in securities	2003-04-22	2004-03-04