Personnel Hong Kong SFC License Details (ID 78107)

Personnel Hong Kong SFC License Details (ID 78107)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2010-11-20	2015-12-01
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in securities	2010-11-02	2013-11-13
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2007-05-15	2010-11-20
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-06-07	2007-04-27
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-04-10	2006-05-26
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2004-01-07
	Rep	Asset management	-	2004-01-07
	Rep	Dealing in futures contracts	-	2006-05-26
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-01-07
	Rep	Advising on securities	-	2004-01-07
	Rep	Asset management	-	2004-01-07
	Rep	Dealing in securities	-	2006-05-26