Personnel Hong Kong SFC License Details (ID 78111)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-07-09	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-07-20	2018-06-08
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-11-09	2018-06-08
	Rep	Dealing in securities	2015-11-09	2018-06-08
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-05-30	2015-09-22
	Rep	Dealing in securities	2011-05-30	2015-09-22