Tse, Philip King Fai 謝景暉

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2026-07-08	-
	RO	Dealing in securities	2026-07-08	-
	Rep	Advising on corporate finance	2026-07-02	2026-07-08
	Rep	Dealing in securities	2026-07-02	2026-07-08
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Advising on corporate finance	2019-10-21	2026-06-17
	RO	Advising on securities	2019-10-21	2026-06-17
	RO	Dealing in securities	2019-10-21	2026-06-17
	Rep	Advising on securities	2019-07-05	2019-10-21
	Rep	Advising on corporate finance	2019-06-26	2019-10-21
	Rep	Dealing in securities	2019-06-26	2019-10-21
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2018-04-27	2019-06-14
	RO	Dealing in securities	2018-04-27	2019-06-14
	Rep	Advising on corporate finance	2018-03-14	2018-04-27
	Rep	Dealing in securities	2018-03-14	2018-04-27
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2017-05-11	2018-02-28
	RO	Advising on securities	2017-05-11	2018-02-28
	RO	Dealing in securities	2017-05-11	2018-02-28
	Rep	Advising on corporate finance	2016-10-17	2017-05-11
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-10-17	2017-01-04
	Rep	Advising on securities	2016-10-17	2017-03-30
	Rep	Dealing in securities	2016-10-17	2017-03-30
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2011-08-26	2016-07-27
	RO	Advising on securities	2011-08-26	2016-07-27
	RO	Dealing in securities	2011-08-26	2016-07-27
	Rep	Advising on corporate finance	2011-06-17	2011-08-26
	Rep	Advising on securities	2011-06-17	2011-08-26
	Rep	Dealing in securities	2011-06-17	2011-08-26
ABCI Securities Company Limited	RO	Advising on corporate finance	2010-07-08	2011-03-01
	Rep	Advising on corporate finance	2009-08-07	2010-07-08
	Rep	Dealing in securities	2009-08-07	2011-03-01
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-12-27	2008-11-14
	Rep	Advising on securities	2006-12-27	2008-11-14
	Rep	Dealing in securities	2006-12-27	2008-11-14
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2005-01-27	2006-12-18
	Rep	Advising on corporate finance	2005-01-10	2006-12-18
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2003-07-23	2004-11-25
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.