Personnel Hong Kong SFC License Details (ID 78117)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zero2IPO Securities Limited	RO	Dealing in securities	2026-08-12	-
Zero2IPO Capital Limited	RO	Advising on corporate finance	2026-05-29	-
Zero2IPO Securities Limited	Rep	Dealing in securities	2026-05-29	2026-08-12
Planetree Securities Limited	RO	Dealing in securities	2021-12-15	2026-05-07
Akron Corporate Finance Limited	RO	Advising on corporate finance	2021-05-28	2026-05-07
	Rep	Advising on corporate finance	2021-03-30	2021-05-28
VBG Capital Limited	RO	Advising on corporate finance	2016-06-15	2021-03-15
	RO	Dealing in securities	2016-06-15	2021-03-15
	Rep	Advising on corporate finance	2016-06-01	2016-06-15
	Rep	Dealing in securities	2016-06-01	2016-06-15
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2008-09-03	2016-04-08
	RO	Advising on securities	2008-09-03	2016-04-08
	RO	Dealing in securities	2008-09-03	2016-04-08
	Rep	Advising on securities	2008-05-16	2008-09-03
	Rep	Dealing in securities	2008-05-16	2008-09-03
	Rep	Advising on corporate finance	2008-05-06	2008-09-03
Joy Silver Limited	RO	Advising on corporate finance	2006-11-14	2008-03-31
Neutral Financial Holding Company Limited	Rep	Dealing in securities	2005-06-07	2006-08-15
	Rep	Advising on corporate finance	2005-04-07	2006-08-15
FIRST SHANGHAI CAPITAL LIMITED	Rep	Advising on corporate finance	2004-05-19	2005-02-23
Oshidori Corporate Finance Limited	Rep	Advising on corporate finance	2003-04-15	2004-05-17