Personnel Hong Kong SFC License Details (ID 78118)

Personnel Hong Kong SFC License Details (ID 78118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Opus Capital Limited (HK)	RO	Advising on corporate finance	2020-09-25	2022-08-19
	RO	Dealing in securities	2020-09-25	2022-08-19
Sunny Fortune Capital Limited	RO	Advising on corporate finance	2020-01-15	2020-09-01
	RO	Dealing in securities	2020-01-15	2020-09-01
Pulun International Capital Limited	RO	Advising on corporate finance	2019-02-13	2019-06-28
	RO	Dealing in securities	2019-02-13	2019-06-28
HUABANG CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2016-12-13	2018-10-19
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2015-09-07	2016-10-31
	RO	Dealing in securities	2015-09-07	2016-10-31
	Rep	Advising on corporate finance	2015-08-03	2015-09-07
	Rep	Dealing in securities	2015-08-03	2015-09-07
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2007-06-26	2014-06-03
	RO	Advising on securities	2007-06-26	2014-06-03
	RO	Dealing in securities	2007-06-26	2014-06-03
	Rep	Asset management	2004-01-10	2005-01-28
	Rep	Advising on corporate finance	2004-01-10	2007-06-26
	Rep	Advising on securities	2004-01-10	2007-06-26
	Rep	Dealing in securities	2004-01-10	2007-06-26
SHUN LOONG CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-08-12