Personnel Hong Kong SFC License Details (ID 78123)

Personnel Hong Kong SFC License Details (ID 78123)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2024-05-27	-
	Rep	Dealing in securities	2023-03-30	-
	Rep	Advising on corporate finance	2023-03-30	2024-05-27
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2015-01-08	2023-03-05
	Rep	Advising on securities	2015-01-08	2023-03-05
	Rep	Dealing in securities	2015-01-08	2023-03-05
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2011-08-11	2014-12-25
	Rep	Advising on securities	2011-08-11	2014-12-25
	Rep	Dealing in securities	2011-08-11	2014-12-25
Optima Capital Limited	Rep	Advising on corporate finance	2010-08-02	2010-08-02
	Rep	Dealing in securities	2010-08-02	2010-08-02