Personnel Hong Kong SFC License Details (ID 78124)

Personnel Hong Kong SFC License Details (ID 78124)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2020-04-07	2021-04-23
	Rep	Advising on corporate finance	2015-06-08	2020-04-07
	Rep	Dealing in securities	2015-06-08	2021-04-23
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2015-01-22	2015-05-14
	RO	Advising on securities	2015-01-22	2015-05-14
	RO	Dealing in securities	2015-01-22	2015-05-14
	Rep	Advising on corporate finance	2012-09-28	2015-01-22
	Rep	Advising on securities	2012-09-28	2015-01-22
	Rep	Dealing in securities	2012-09-28	2015-01-22
	Rep	Advising on corporate finance	2007-10-02	2011-11-28
	Rep	Advising on securities	2007-10-02	2011-11-28
	Rep	Dealing in securities	2007-10-02	2011-11-28