Personnel Hong Kong SFC License Details (ID 78130)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-01-18
	Rep	Dealing in securities	2016-01-18	2017-10-02
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-08-29	2013-04-18
	Rep	Advising on securities	2006-08-29	2013-04-18
	Rep	Dealing in securities	2006-08-29	2013-04-18
KGI CAPITAL ASIA LIMITED	Rep	Advising on securities	2006-04-03	2006-08-12
	Rep	Advising on corporate finance	2005-02-16	2006-08-12
	Rep	Dealing in securities	2005-02-16	2006-08-12