| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2024-01-24 | - |
| RO | Asset management | 2024-01-24 | - | |
| RO | Dealing in futures contracts | 2024-01-24 | - | |
| RO | Dealing in securities | 2024-01-24 | - | |
| RO | Advising on corporate finance | 2023-05-11 | - | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2017-04-26 | 2022-12-31 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2016-02-23 | 2022-12-31 |
| Rep | Advising on corporate finance | 2016-02-11 | 2016-02-23 | |
| DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2015-10-07 | 2016-02-06 |
| RO | Advising on securities | 2015-10-07 | 2016-02-06 | |
| RO | Dealing in securities | 2015-10-07 | 2016-02-06 | |
| Rep | Advising on corporate finance | 2010-12-01 | 2015-10-07 | |
| Rep | Advising on securities | 2010-12-01 | 2015-10-07 | |
| Rep | Dealing in securities | 2010-12-01 | 2015-10-07 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2010-11-02 | 2010-11-02 |
| Rep | Advising on securities | 2010-11-02 | 2010-11-02 | |
| Rep | Dealing in securities | 2010-11-02 | 2010-11-02 | |
| QUAM CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-08 | 2010-10-30 |
No HKMA registrations in the collected records.