Personnel Hong Kong SFC License Details (ID 78141)

Personnel Hong Kong SFC License Details (ID 78141)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
dLab Asset Management Limited	RO	Advising on securities	2019-02-13	2021-01-31
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	RO	Advising on securities	2007-11-22	2008-06-01
	RO	Dealing in securities	2007-11-22	2008-06-01
	RO	Advising on securities	2004-08-23	2005-10-24
DBS VICKERS (HONG KONG) LIMITED	RO	Advising on securities	2004-03-04	2016-04-01
	RO	Dealing in futures contracts	2004-03-04	2016-04-01
	RO	Dealing in securities	2004-03-04	2016-04-01
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	RO	Dealing in securities	2004-03-04	2005-10-24
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-30	2004-03-04
	Rep	Advising on corporate finance	2003-05-16	2003-10-13
	Rep	Asset management	2003-05-16	2003-10-13
	Rep	Advising on securities	2003-05-16	2004-03-04
	Rep	Dealing in securities	2003-05-16	2004-03-04
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-05-16	2003-12-11
	Rep	Asset management	2003-05-16	2003-12-11
	Rep	Dealing in futures contracts	2003-05-16	2003-12-11