Personnel Hong Kong SFC License Details (ID 78142)

Personnel Hong Kong SFC License Details (ID 78142)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Waton Securities International Limited	RO	Dealing in securities	2015-10-05	2017-03-31
	Rep	Dealing in securities	2013-12-23	2015-10-05
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2013-04-19	2013-06-28
	Rep	Dealing in futures contracts	2013-04-19	2013-06-28
	Rep	Dealing in securities	2013-04-19	2013-06-28
	RO	Dealing in futures contracts	2003-10-14	2013-04-19
	RO	Advising on corporate finance	-	2003-10-10
	RO	Asset management	-	2003-10-10
	RO	Advising on securities	-	2013-04-19
	RO	Dealing in securities	-	2013-04-19
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Dealing in futures contracts	-	2004-01-16
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	RO	Advising on corporate finance	-	2003-10-10
	RO	Asset management	-	2003-10-10
	RO	Advising on securities	-	2004-01-02
	RO	Dealing in securities	-	2004-01-02