Personnel Hong Kong SFC License Details (ID 78144)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2006-07-07	2024-08-31
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2003-10-30	2006-06-25
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-09-19	2003-10-21
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-09-19	2003-10-21
GLOBAL INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	-	2003-09-01