Personnel Hong Kong SFC License Details (ID 78154)

Personnel Hong Kong SFC License Details (ID 78154)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Advising on securities	2013-07-11	2013-10-02
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2013-07-11	2013-10-02
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2013-06-05	2013-10-02
ABCI Securities Company Limited	Rep	Dealing in securities	2012-09-10	2013-05-14
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-05-09	2012-08-29
	Rep	Dealing in securities	2010-06-09	2012-08-29
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2004-05-08	2005-09-05