| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-12-14 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-14 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-27 | 2018-12-05 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-20 |
| Rep | Dealing in securities | 2003-04-01 | 2018-12-05 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-20 |
| Rep | Asset management | 2003-04-01 | 2003-10-20 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-12 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-20 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-20 |
| Rep | Asset management | 2003-04-01 | 2003-10-20 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-27 |