| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-03-07 | 2016-10-07 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-03-07 | 2016-10-07 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-06 | 2016-02-19 |
| Rep | Advising on corporate finance | - | 2003-10-13 |
| Rep | Asset management | - | 2003-10-13 |
| Rep | Advising on securities | - | 2003-11-06 |
| Rep | Dealing in securities | - | 2016-02-19 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | - | 2003-11-06 |
| Rep | Asset management | - | 2003-11-06 |
| Rep | Dealing in futures contracts | - | 2003-12-13 |