Personnel Hong Kong SFC License Details (ID 78163)

Personnel Hong Kong SFC License Details (ID 78163)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2023-10-27	-
	Rep	Dealing in securities	2023-10-27	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2023-06-16	2023-09-03
Rich Bay Securities Limited	Rep	Dealing in futures contracts	2021-03-11	2022-08-31
	Rep	Dealing in securities	2021-03-11	2022-08-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2017-10-17	2018-01-19
	Rep	Dealing in securities	2017-10-17	2018-01-19
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-01-20	2017-06-30
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-01-20	2017-06-30
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-12-24	2013-03-01
	Rep	Dealing in securities	2008-01-28	2013-03-01
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2007-07-19	2008-06-01