| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-01-18 | 2019-09-17 |
| Rep | Dealing in securities | 2017-01-18 | 2019-09-17 |
| Rep | Dealing in futures contracts | 2006-06-07 | 2016-11-30 |
| Rep | Dealing in securities | 2006-06-07 | 2016-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2005-06-20 | 2006-06-03 |
| Rep | Dealing in securities | 2005-06-20 | 2006-06-03 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-20 | 2005-11-30 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2005-01-12 | 2005-06-10 |
| Rep | Dealing in securities | 2004-11-10 | 2005-06-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2004-01-16 |
| Rep | Advising on securities | - | 2004-01-16 |
| Rep | Asset management | - | 2004-01-16 |
| Rep | Dealing in securities | - | 2004-11-10 |