| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-29 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-10-29 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-25 | 2019-09-17 |
| Rep | Dealing in securities | 2004-02-25 | 2019-09-17 | |
| Rep | Dealing in futures contracts | 2003-10-24 | 2004-01-30 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 | |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-30 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-22 |
| Rep | Asset management | 2003-04-01 | 2003-10-22 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-11 |
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