Personnel Hong Kong SFC License Details (ID 78182)

Personnel Hong Kong SFC License Details (ID 78182)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Securities (International) Company Limited	Rep	Dealing in securities	2017-02-06	2017-10-27
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2014-01-14	2014-05-07
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-01-14	2014-05-07
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-05-14	2013-10-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-05-14	2013-10-19
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-25	2013-05-02
	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Advising on securities	-	2003-10-21
	Rep	Dealing in securities	-	2013-05-02
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	-	2003-10-21
	Rep	Asset management	-	2003-10-21
	Rep	Dealing in futures contracts	-	2003-12-11
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	Advising on corporate finance	-	2003-10-21
	Rep	Advising on securities	-	2003-10-21
	Rep	Asset management	-	2003-10-21
	Rep	Dealing in securities	-	2003-10-25