Personnel Hong Kong SFC License Details (ID 78183)

Personnel Hong Kong SFC License Details (ID 78183)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-06-07	2013-08-16
	Rep	Dealing in securities	2011-06-07	2013-08-16
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-11-05	2011-05-14
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-11-05	2011-05-14
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-03	2009-09-29
	Rep	Dealing in securities	2007-12-05	2009-09-29
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2007-09-10	2007-11-09
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-08-25	2007-08-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-05-30	2007-08-13