| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-10 | - |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-05-10 | 2025-06-27 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-25 | 2017-05-05 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-21 |
| Rep | Dealing in securities | 2003-04-01 | 2017-05-05 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-21 |
| Rep | Asset management | 2003-04-01 | 2003-10-21 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-11 |