| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-21 | 2016-02-26 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-09-21 | 2016-02-26 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-20 | 2012-09-14 |
| Rep | Dealing in securities | 2011-08-12 | 2012-09-14 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2010-11-19 | 2011-08-06 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-22 | 2011-08-06 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-22 | 2011-08-06 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-11-06 | 2010-10-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-06 | 2010-10-04 |