Personnel Hong Kong SFC License Details (ID 78196)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-25	2016-08-12
	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Advising on securities	-	2003-10-21
	Rep	Dealing in securities	-	2016-08-12
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	-	2003-10-21
	Rep	Asset management	-	2003-10-21
	Rep	Dealing in futures contracts	-	2003-12-11