| Initial Capital Securities Limited | RO | Advising on securities | 2022-07-15 | - |
| RO | Asset management | 2022-07-15 | - |
| RO | Dealing in securities | 2022-07-15 | - |
| AUREUM INFINITY CAPITAL LIMITED | RO | Advising on securities | 2021-07-19 | 2022-01-10 |
| RO | Asset management | 2021-07-19 | 2022-01-10 |
| RO | Dealing in securities | 2021-07-19 | 2022-01-10 |
| Rep | Advising on securities | 2021-05-17 | 2021-07-19 |
| Rep | Asset management | 2021-05-17 | 2021-07-19 |
| Rep | Dealing in securities | 2021-05-17 | 2021-07-19 |
| Golden K2 Securities Limited | RO | Dealing in securities | 2020-05-28 | 2021-02-28 |
| Maxcess Capital Limited | RO | Advising on securities | 2020-05-28 | 2021-02-28 |
| RO | Asset management | 2020-05-28 | 2021-02-28 |
| Golden K2 Securities Limited | Rep | Dealing in securities | 2020-04-02 | 2020-05-28 |
| FULL WIN SECURITIES LIMITED | RO | Dealing in securities | 2019-12-06 | 2020-01-19 |
| First Fidelity Capital (International) Limited | RO | Advising on securities | 2017-01-03 | 2019-03-17 |
| RO | Dealing in securities | 2017-01-03 | 2019-03-17 |
| Rep | Advising on securities | 2016-09-09 | 2017-01-03 |
| Rep | Dealing in securities | 2016-09-09 | 2017-01-03 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-17 | 2013-05-31 |
| Rep | Dealing in securities | 2010-12-17 | 2013-05-31 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-08-24 | 2010-12-15 |
| Rep | Dealing in securities | 2005-08-24 | 2010-12-15 |
| EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-16 | 2005-08-22 |
| SUN GROWTH SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-29 |
| Rep | Asset management | 2003-04-01 | 2003-08-29 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-29 |