Personnel Hong Kong SFC License Details (ID 78215)

Personnel Hong Kong SFC License Details (ID 78215)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soliton Securities Limited	RO	Advising on securities	2019-01-03	2026-03-29
	RO	Dealing in securities	2019-01-03	2026-03-29
DBS VICKERS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2016-05-10	2018-10-31
	RO	Dealing in securities	2016-05-10	2018-10-31
	Rep	Dealing in futures contracts	2006-07-27	2016-05-10
	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Advising on securities	-	2003-10-21
	Rep	Dealing in securities	-	2016-05-10
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	Advising on corporate finance	-	2003-10-21
	Rep	Advising on securities	-	2003-10-21
	Rep	Asset management	-	2003-10-21
	Rep	Dealing in securities	-	2003-10-30