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Lee, Hong Lum Carrie Dorothy 李康琳 Hong Kong SFC License Details (ID 78220)
Lee, Hong Lum Carrie Dorothy 李康琳
SFC ID:
AJG269
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DBS VICKERS (HONG KONG) LIMITED
Rep
Dealing in securities
2010-05-07
2020-08-24
CGS International Securities Hong Kong Limited
Rep
Dealing in securities
2007-07-11
2010-04-02