| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-10-30 | 2019-12-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-30 | 2019-12-27 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-20 | 2018-10-12 |
| Rep | Dealing in securities | 2004-02-18 | 2018-10-12 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-08-20 | 2004-02-10 |
| HONOUR FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-12 |
| Rep | Asset management | - | 2003-08-12 |
| Rep | Dealing in futures contracts | - | 2003-08-12 |
| HONOUR SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-12 |
| Rep | Advising on securities | - | 2003-08-12 |
| Rep | Asset management | - | 2003-08-12 |
| Rep | Dealing in securities | - | 2003-08-12 |