Personnel Hong Kong SFC License Details (ID 78236)

Personnel Hong Kong SFC License Details (ID 78236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-05-09	2021-10-31
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-05-09	2021-10-31
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-03-13	2019-05-01
	Rep	Dealing in securities	2008-01-28	2019-05-01
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Advising on corporate finance	-	2004-07-16
	Rep	Advising on securities	-	2004-07-16
	Rep	Asset management	-	2004-07-16
	Rep	Dealing in securities	-	2008-06-01