Personnel Hong Kong SFC License Details (ID 78240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-17	-
	Rep	Dealing in securities	2023-03-17	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-03-17	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-04-06	2023-03-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-04-06	2023-03-03
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-03-09	2023-03-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-03-09	2023-03-03
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-22	2020-02-24
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-22	2020-02-24
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-28	2018-10-12
	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2018-10-12
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in futures contracts	2003-04-01	2003-12-10
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	Advising on corporate finance	2003-04-01	2003-10-20
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2003-10-28