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Personnel Hong Kong SFC License Details (ID 78241)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on securities
2012-06-04
-
Rep
Dealing in securities
2012-06-04
2024-01-11
DBS VICKERS (HONG KONG) LIMITED
Rep
Advising on securities
2010-10-29
2012-05-04