Personnel SFC Licences and HKMA Registrations (ID 78241)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2012-06-04	-
	Rep	Dealing in securities	2012-06-04	2024-01-11
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2010-10-29	2012-05-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.