Personnel Hong Kong SFC License Details (ID 78252)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-06-02	2021-11-08
	Rep	Dealing in securities	2005-10-18	-
Open Securities Limited	Rep	Advising on corporate finance	2004-07-28	2005-10-06
	Rep	Dealing in securities	2003-10-13	2005-10-06
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2003-08-29	2003-10-10