Personnel Hong Kong SFC License Details (ID 78255)

Personnel Hong Kong SFC License Details (ID 78255)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-03	-
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-06-03	2025-06-27
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-04-12	2013-12-13
	Rep	Dealing in securities	2011-04-12	2013-12-13
Mason Securities Limited	Rep	Dealing in securities	2010-12-24	2011-03-31
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-12-24	2011-03-31