Personnel Hong Kong SFC License Details (ID 78261)

Personnel Hong Kong SFC License Details (ID 78261)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2016-11-21	2017-04-21
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2016-11-21	2017-04-21
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-16	2016-10-31
	Rep	Dealing in securities	2008-01-16	2016-10-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-04-04	2008-01-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-04-04	2008-01-12