Personnel Hong Kong SFC License Details (ID 78276)

Personnel Hong Kong SFC License Details (ID 78276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-03-23	2013-05-31
	Rep	Dealing in securities	2011-03-23	2013-05-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-04-28	2011-03-16
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-09-20	2011-03-16
	Rep	Dealing in securities	2003-11-03	2004-06-29
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-05-23
	Rep	Advising on securities	-	2003-05-23
	Rep	Asset management	-	2003-05-23
	Rep	Dealing in securities	-	2003-05-23