Personnel SFC Licences and HKMA Registrations (ID 78277)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2018-09-07	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-09-07	-
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-14	2018-08-30
	Rep	Dealing in securities	2007-02-14	2018-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.