| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-22 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-22 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-27 | 2018-10-12 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 | |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2018-10-12 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-18 |
| Rep | Asset management | 2003-04-01 | 2003-10-18 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-13 |
No HKMA registrations in the collected records.