| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited | RO | Dealing in futures contracts | 2026-04-13 | - |
| OCBC Futures Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2018-07-09 | - |
| OCBC Securities Brokerage (Hong Kong) Limited | RO | Dealing in securities | 2018-07-09 | - |
| OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-05-15 | 2018-07-09 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2018-05-15 | 2018-07-09 |
| DBS VICKERS (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-01-11 | 2018-03-30 |
| RO | Dealing in securities | 2017-01-11 | 2018-03-30 | |
| Rep | Dealing in futures contracts | 2003-10-27 | 2017-01-11 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 | |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-21 | |
| Rep | Dealing in securities | 2003-04-01 | 2017-01-11 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-21 |
| Rep | Asset management | 2003-04-01 | 2003-10-21 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-11 |
No HKMA registrations in the collected records.