| VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-10-27 | 2018-01-22 |
| Rep | Dealing in securities | 2016-10-27 | 2018-01-22 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-28 | 2014-10-29 |
| Rep | Advising on corporate finance | - | 2003-10-13 |
| Rep | Asset management | - | 2003-10-13 |
| Rep | Advising on securities | - | 2003-10-20 |
| Rep | Dealing in securities | - | 2014-10-29 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | - | 2003-10-20 |
| Rep | Asset management | - | 2003-10-20 |
| Rep | Dealing in futures contracts | - | 2003-12-10 |