| KGI ASIA LIMITED | Rep | Dealing in securities | 2024-01-12 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-01-12 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2019-05-03 | 2023-12-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-03-20 | 2023-12-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2019-03-20 | 2023-12-31 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-09-12 | 2019-02-28 |
| Rep | Dealing in securities | 2005-09-12 | 2019-02-28 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-19 | 2005-09-05 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-05-19 | 2005-09-05 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-28 | 2004-05-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-20 |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-07 |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-20 |
| Rep | Asset management | 2003-04-01 | 2003-10-20 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-11 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-20 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-20 |
| Rep | Asset management | 2003-04-01 | 2003-10-20 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-28 |