Personnel Hong Kong SFC License Details (ID 78300)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2019-04-09	2021-11-15
	RO	Dealing in securities	2019-04-09	2022-08-17
	RO	Advising on securities	2015-10-29	2022-08-17
	Rep	Advising on securities	2007-11-26	2015-10-29