| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2016-07-04 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2016-07-04 | - |
| Rep | Dealing in securities | 2016-07-04 | - | |
| Select Investment Services Limited (HK) | Rep | Advising on securities | 2016-01-13 | 2016-05-27 |
| Rep | Dealing in securities | 2016-01-13 | 2016-05-27 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-19 | 2013-01-31 |
| Rep | Dealing in securities | 2004-11-19 | 2013-01-31 | |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-03 |
| Rep | Asset management | 2003-04-01 | 2004-02-03 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-11-16 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-03 | |
| Rep | Asset management | 2003-04-01 | 2004-02-03 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-16 |
No HKMA registrations in the collected records.