| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HENIK SECURITIES LIMITED | Rep | Dealing in securities | 2019-08-19 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-28 | 2019-03-25 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 | |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2019-03-25 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-20 |
| Rep | Asset management | 2003-04-01 | 2003-10-20 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-13 | |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-20 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-20 | |
| Rep | Asset management | 2003-04-01 | 2003-10-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-28 |
No HKMA registrations in the collected records.