| HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2024-06-07 | - |
| RO | Dealing in securities | 2022-04-07 | 2024-06-07 |
| Rep | Dealing in securities | 2022-03-16 | 2022-04-07 |
| SKYVAST SECURITIES LIMITED | RO | Advising on securities | 2021-12-24 | 2022-01-29 |
| RO | Dealing in futures contracts | 2016-01-18 | 2016-08-16 |
| Rep | Dealing in futures contracts | 2015-12-08 | 2016-01-18 |
| RO | Dealing in securities | 2015-12-08 | 2022-01-29 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2011-10-14 | 2015-10-30 |
| Rep | Dealing in futures contracts | 2011-10-14 | 2015-10-30 |
| RO | Advising on futures contracts | 2011-03-15 | 2011-10-14 |
| RO | Dealing in futures contracts | 2011-03-15 | 2011-10-14 |
| DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | 2005-01-14 | 2015-10-30 |
| RO | Dealing in securities | 2005-01-14 | 2015-10-30 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-10-28 | 2011-03-15 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-05-07 |
| Rep | Asset management | 2003-04-01 | 2004-05-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-03-15 |
| DELTA ASIA SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-11-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-05-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-07 |
| Rep | Asset management | 2003-04-01 | 2004-05-07 |
| Rep | Dealing in securities | 2003-04-01 | 2005-01-14 |