| XHK Limited | Rep | Dealing in futures contracts | 2026-07-06 | - |
| Rep | Dealing in securities | 2026-07-06 | - |
| Tianfu International Securities Group Company Limited | RO | Advising on securities | 2025-03-28 | 2026-03-02 |
| RO | Asset management | 2025-03-28 | 2026-03-02 |
| RO | Dealing in securities | 2025-03-28 | 2026-03-02 |
| Victory Asset Management Limited | RO | Advising on securities | 2023-01-18 | 2025-03-17 |
| RO | Asset management | 2023-01-18 | 2025-03-17 |
| Victory Securities (Global) Limited | RO | Dealing in securities | 2023-01-17 | 2024-10-28 |
| RO | Dealing in futures contracts | 2022-11-02 | 2024-10-28 |
| PROSPER GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-11-11 | 2022-10-10 |
| RO | Asset management | 2020-11-11 | 2022-10-10 |
| LERTHAI Asset Management Limited | RO | Advising on securities | 2020-06-18 | 2020-09-18 |
| RO | Asset management | 2020-06-18 | 2020-09-18 |
| LERTHAI Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2020-06-18 | 2020-09-18 |
| RO | Dealing in securities | 2020-06-18 | 2020-09-18 |
| GCINT LIMITED | RO | Advising on securities | 2020-02-04 | 2020-05-19 |
| RO | Dealing in securities | 2020-02-04 | 2020-05-19 |
| Rep | Advising on securities | 2020-01-09 | 2020-02-04 |
| Rep | Dealing in securities | 2020-01-09 | 2020-02-04 |
| AP Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2018-11-23 | 2019-12-26 |
| RO | Advising on securities | 2018-11-23 | 2019-12-26 |
| RO | Asset management | 2018-11-23 | 2019-12-26 |
| RO | Dealing in futures contracts | 2018-11-23 | 2019-12-26 |
| RO | Dealing in securities | 2018-11-23 | 2019-12-26 |
| Afflux Securities Limited | RO | Dealing in futures contracts | 2018-05-17 | 2018-09-30 |
| Rep | Dealing in securities | 2018-03-01 | 2018-09-30 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-07-28 | 2017-09-04 |
| Delta Asia Wealth Management Limited | Rep | Asset management | 2013-10-11 | 2017-09-04 |
| DELTA ASIA SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2011-12-23 | 2017-09-04 |
| Rep | Dealing in securities | 2011-09-22 | 2017-09-04 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-02-15 | 2015-07-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2011-01-01 |
| Rep | Leveraged foreign exchange trading | 2010-08-23 | 2011-01-01 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-26 | 2010-04-21 |
| Rep | Leveraged foreign exchange trading | 2009-11-26 | 2010-04-21 |
| MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2009-08-18 | 2009-09-17 |
| Rep | Leveraged foreign exchange trading | 2009-01-19 | 2009-09-17 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2008-11-05 | 2009-01-12 |
| CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2006-09-22 | 2007-07-07 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2006-09-02 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2006-09-02 |