Personnel Hong Kong SFC License Details (ID 78332)

Personnel Hong Kong SFC License Details (ID 78332)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	RO	Advising on futures contracts	2025-12-04	-
	RO	Dealing in futures contracts	2025-12-04	-
	RO	Dealing in securities	2018-04-10	-
DELTA ASIA FINANCIAL FUTURES LIMITED	RO	Advising on futures contracts	2016-07-12	2026-07-30
	RO	Dealing in futures contracts	2016-02-02	2026-07-30
DELTA ASIA SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-02-18	2020-09-21
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Advising on futures contracts	2012-06-07	2016-07-12
	Rep	Dealing in futures contracts	2004-07-13	2016-02-02
DELTA ASIA SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-11-07
	Rep	Advising on corporate finance	2003-04-01	2004-05-06
	Rep	Advising on securities	2003-04-01	2004-05-06
	Rep	Asset management	2003-04-01	2004-05-06
	Rep	Dealing in securities	2003-04-01	2018-04-10