| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-10-25 | 2012-06-30 |
| Rep | Advising on futures contracts | - | 2003-10-27 |
| Rep | Asset management | - | 2003-10-27 |
| Rep | Dealing in futures contracts | - | 2012-06-30 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-10-27 |
| Rep | Advising on securities | - | 2003-10-27 |
| Rep | Asset management | - | 2003-10-27 |
| Rep | Providing automated trading services | - | 2003-10-27 |
| Rep | Dealing in securities | - | 2012-06-30 |
| SUN DELTA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-09-18 |
| Rep | Advising on securities | - | 2003-09-18 |
| Rep | Asset management | - | 2003-09-18 |
| Rep | Dealing in securities | - | 2003-09-18 |