Personnel Hong Kong SFC License Details (ID 78335)

Personnel Hong Kong SFC License Details (ID 78335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Risen Family Office Limited	RO	Dealing in securities	2024-01-30	2024-04-19
	RO	Advising on securities	2020-06-23	2024-04-19
	RO	Asset management	2020-06-23	2024-04-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-01-15	2020-05-29
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-03-31	2020-05-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2015-03-31	2020-05-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-31	2020-05-29
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-08	2012-07-13
Delta Asia Wealth Management Limited	Rep	Asset management	2009-01-21	2012-07-13
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2004-10-25	2012-07-13