Personnel Hong Kong SFC License Details (ID 78336)

Personnel Hong Kong SFC License Details (ID 78336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	RO	Dealing in securities	2013-01-31	2014-08-31
DELTA ASIA FINANCIAL FUTURES LIMITED	RO	Advising on futures contracts	2012-08-06	2014-08-31
	RO	Dealing in futures contracts	2012-08-06	2014-08-31
	Rep	Advising on futures contracts	2011-09-01	2012-08-06
	Rep	Dealing in futures contracts	2009-06-15	2012-08-06
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2009-06-15	2013-01-31
Delta Asia Wealth Management Limited	Rep	Asset management	2009-02-12	2010-04-23